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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2010-10-30
  • WA RA
    APPROVED
    Since 2010-10-30

Branch Locations

9998 Crosspoint Blvd, Ste 400, Indianapolis, IN 46256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Milwaukee WI 03/1999 Present
Northwestern Mutual Investment Services,Llc Seattle WA 11/2010 07/2020
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
Northwestern Mutual Investment Services, Llc Indianapolis IN 07/2020 Present
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. ASLAKSON FINANCIAL GROUP INC 100% OWNER AS OF NOV. 2010; 601 UNION ST SUITE 2500 SEATTLE WA 98101 USED FOR PAYROLL/INCOME/EXPENSE ASSOCIATED WITH MANAGING NORTHWESTERN MUTUAL NETWORK OFFICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-05-14
S63 Uniform Securities Agent State Law Examination 1999-06-19
  • S65 Uniform Investment Adviser Law Examination
    2009-05-14
  • S63 Uniform Securities Agent State Law Examination
    1999-06-19

View on SEC IAPD

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