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Current Employers
Lsb Wealth Management

1375 Sw State Street, Ankeny, IA 50023 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-09
IA RA APPROVED 2021-12-06
  • TX RA
    APPROVED
    Since 2026-03-09
  • IA RA
    APPROVED
    Since 2021-12-06

Branch Locations

1375 Sw State Street, Ankeny, IA 50023 • United States

1922 Ingersoll Ave, Des Moines, IA 50309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Savings Bank Des Moines IA 12/2014 Present
Lpl Financial, Llc Des Moines IA 12/2014 Present
Lsb Capital Management, Inc. Des Moines IA 12/2021 Present
  • 12/2014 → Present
    Lincoln Savings Bank
    Des Moines, IA
  • 12/2014 → Present
    Lpl Financial, Llc
    Des Moines, IA
  • 12/2021 → Present
    Lsb Capital Management, Inc.
    Des Moines, IA
Previous Registrations
Other Businesses

1. 10/27/2017 - Lincoln Savings Bank - DBA: LSB Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 10/27/2017 - 160 Hours Per Month/75 Hours During Securities Trading. 2. 3/20/2018 - LSB Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 11/19/2021 - BONJVI21, LLC - Investment Related - Bondurant, IA - Real Estate Rental - Started 07/15/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Purchase of farmland to be sold as lots for future home sites. 4. 12/7/2021 - LSB Capital Management, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/01/2021 - 15 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through LSB Capital Management, Inc., an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 15 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 5. 12/8/2021 - LSB Capital Management, Inc. - DBA: LSB Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/01/2021 - 20 Hours Per Month During Securities Trading - Time Spent 13% - I provide investment advisory services through LSB Capital Management, Inc., an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 6. 12/7/2022 - LSB Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 12/01/2014 - 120 Hours Per Month/90 Hours During Securities Trading 7. 12/12/2022 - FFR Insurance - Investment Related - Non-Variable Insurance - Member/Owner Agent - 1 Hour Per Month - Fixed Insurance. 8. 10/16/2023 - All4114All - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date 11/01/2023 - 8 Hours Per Month 0 Hours During Trading 9. 11/15/2023 - Can Due - Other - Recycling - Treasurer - Not Investment Related - Urbandale, IA - Start Date 11/01/2023 - 4 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-02
S63 Uniform Securities Agent State Law Examination 1998-09-08
  • S65 Uniform Investment Adviser Law Examination
    2004-11-02
  • S63 Uniform Securities Agent State Law Examination
    1998-09-08
Designations
Other Names
  • Brian Edward Heying

View on SEC IAPD

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