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1375 Sw State Street, Ankeny, IA 50023 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-09 |
| IA | RA | APPROVED | 2021-12-06 |
Branch Locations
1375 Sw State Street, Ankeny, IA 50023 • United States
1922 Ingersoll Ave, Des Moines, IA 50309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Savings Bank | Des Moines | IA | 12/2014 | Present |
| Lpl Financial, Llc | Des Moines | IA | 12/2014 | Present |
| Lsb Capital Management, Inc. | Des Moines | IA | 12/2021 | Present |
1. 10/27/2017 - Lincoln Savings Bank - DBA: LSB Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 10/27/2017 - 160 Hours Per Month/75 Hours During Securities Trading. 2. 3/20/2018 - LSB Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 11/19/2021 - BONJVI21, LLC - Investment Related - Bondurant, IA - Real Estate Rental - Started 07/15/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Purchase of farmland to be sold as lots for future home sites. 4. 12/7/2021 - LSB Capital Management, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/01/2021 - 15 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through LSB Capital Management, Inc., an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 15 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 5. 12/8/2021 - LSB Capital Management, Inc. - DBA: LSB Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/01/2021 - 20 Hours Per Month During Securities Trading - Time Spent 13% - I provide investment advisory services through LSB Capital Management, Inc., an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 6. 12/7/2022 - LSB Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 12/01/2014 - 120 Hours Per Month/90 Hours During Securities Trading 7. 12/12/2022 - FFR Insurance - Investment Related - Non-Variable Insurance - Member/Owner Agent - 1 Hour Per Month - Fixed Insurance. 8. 10/16/2023 - All4114All - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date 11/01/2023 - 8 Hours Per Month 0 Hours During Trading 9. 11/15/2023 - Can Due - Other - Recycling - Treasurer - Not Investment Related - Urbandale, IA - Start Date 11/01/2023 - 4 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-08 |
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