Sarah Elizabeth Stouffer

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2004 → 08/2023
  Securian Financial Services, Inc
  St Paul, MN
• 09/2004 → 08/2023
  Minnesota Life Insurance Company
  St Paul, MN
• 09/2004 → Present
  Tax & Financial Group
  San Diego, CA
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Newport Beach, CA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-10-01 → 2023-08-10
  Securian Financial Services, Inc.
  Los Angeles, CA
  Monterey Park, CA
  San Diego, CA
  Newport Beach, CA
  San Diego, CA
  St. Paul, MN
• 1999-01-11 → 2004-09-29
  Ameriprise Financial Services, Llc
  San Diego, CA

Other Businesses

RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: NO, NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2003 ADDRESS: , Costa Mesa CA , United States DESCRIPTION: Owner TFG FIXED INSURANCE POSITION: Salesperson NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: , San Diego CA , United States DESCRIPTION: Salesperson

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-28
• S63 Uniform Securities Agent State Law Examination
  1998-07-23

Designations

• Certified Financial Planner

Other Names

• Sarah Elizabeth Behrendt