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Michael Scott Carter

Ameriprise Financial Services, LLC

Spartanburg, SC

Greenville, SC

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-31
SC RA APPROVED 1998-09-30
  • TX RA
    APPROVED_RES
    Since 2023-08-31
  • SC RA
    APPROVED
    Since 1998-09-30

Branch Locations

100 Dunbar St Ste 100, Spartanburg, SC 29306 • United States

Greenville, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Spartanburg SC 09/2005 03/2020
Ameriprise Financial Services, Llc Spartanburg SC 03/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-08-03
  • S63 Uniform Securities Agent State Law Examination
    1998-08-03

View on SEC IAPD

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