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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-02-22
MN RA APPROVED 2017-04-06
  • TX RA
    APPROVED
    Since 2018-02-22
  • MN RA
    APPROVED
    Since 2017-04-06

Branch Locations

19021 Freeport St Ste 300, Elk River, MN 55330 • United States

315 E River Rd, Brainerd, MN 56401 • United States

St Michael, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 04/2002 03/2020
Ameriprise Financial Services, Llc Rochester MN 03/2020 Present
Other Businesses

Business Ownership; Rough Cutt Outdoors; ; Outdoors Tournament Fishing & Guide Service; 1909 Lander Ave NESt. Michael, MN 55376, ,; Not Investment-Related; 05/01/2017; 10 to 19 hours per month; 0 during trading hours / Lakes Area Management, LLC; Partnership to handle all non-licensed activities, help manage staff, run our systems, provide marketing support, administrative support, manage team real estate, recruiting into the practice, handle all HR administration, accounting, books and records, and any other non-licensed operational activities needed to run the business.; Consulting; 1909 Lander Ave NE, , Saint Michael, MN, 55376; Not Investment-Related; 01/03/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Summit Management Group, LLC; handle all non-licensed activities, manage the staff handling financial planning, help manage staff, run our systems, provide marketing support, administrative support, manage my real estate, recruiting into the practice, handle all HR administration, accounting, books and records and payroll, and any other non-licensed operational activities needed to run the business; Consulting; 1530 Greenview Dr, Suite 205, , Rochester, MN, 55902; Investment-Related; 02/11/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; St Michael Albertville School District #885; School Board Member; 11343 50th Street NEAlbertville, MN 55301, ,; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Lakes Area Management, LLC; President - Responsible for handling all non-licensed activities, help manage staff, run our systems, provide marketing support, administrative support, manage team real estate, recruiting into the practice, handle all HR administration, accounting, books and records, and any other non-licensed operational activities needed to run the business.; ; 1909 Lander Ave NE, , Saint Michael, MN, 55376; Not Investment-Related; 01/03/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Summit Management Group, LLC; Managing Director - handle all non-licensed activities, manage the staff handling financial planning, help manage staff, run our systems, provide marketing support, administrative support, manage my real estate, recruiting into the practice, handle all HR administration, accounting, books and records and payroll, and any other non-licensed operational activities needed to run the business; ; 1530 Greenview Drive, Suite 205, , Rochester, MN, 55902; Investment-Related; 02/11/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-06
  • S66 Uniform Combined State Law Examination
    2017-04-06
Other Names
  • Timothy Brant Lewis

View on SEC IAPD

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