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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-02-22 |
| MN | RA | APPROVED | 2017-04-06 |
Branch Locations
19021 Freeport St Ste 300, Elk River, MN 55330 • United States
315 E River Rd, Brainerd, MN 56401 • United States
St Michael, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 04/2002 | 03/2020 |
| Ameriprise Financial Services, Llc | Rochester | MN | 03/2020 | Present |
Business Ownership; Rough Cutt Outdoors; ; Outdoors Tournament Fishing & Guide Service; 1909 Lander Ave NESt. Michael, MN 55376, ,; Not Investment-Related; 05/01/2017; 10 to 19 hours per month; 0 during trading hours / Lakes Area Management, LLC; Partnership to handle all non-licensed activities, help manage staff, run our systems, provide marketing support, administrative support, manage team real estate, recruiting into the practice, handle all HR administration, accounting, books and records, and any other non-licensed operational activities needed to run the business.; Consulting; 1909 Lander Ave NE, , Saint Michael, MN, 55376; Not Investment-Related; 01/03/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Summit Management Group, LLC; handle all non-licensed activities, manage the staff handling financial planning, help manage staff, run our systems, provide marketing support, administrative support, manage my real estate, recruiting into the practice, handle all HR administration, accounting, books and records and payroll, and any other non-licensed operational activities needed to run the business; Consulting; 1530 Greenview Dr, Suite 205, , Rochester, MN, 55902; Investment-Related; 02/11/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; St Michael Albertville School District #885; School Board Member; 11343 50th Street NEAlbertville, MN 55301, ,; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Lakes Area Management, LLC; President - Responsible for handling all non-licensed activities, help manage staff, run our systems, provide marketing support, administrative support, manage team real estate, recruiting into the practice, handle all HR administration, accounting, books and records, and any other non-licensed operational activities needed to run the business.; ; 1909 Lander Ave NE, , Saint Michael, MN, 55376; Not Investment-Related; 01/03/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Summit Management Group, LLC; Managing Director - handle all non-licensed activities, manage the staff handling financial planning, help manage staff, run our systems, provide marketing support, administrative support, manage my real estate, recruiting into the practice, handle all HR administration, accounting, books and records and payroll, and any other non-licensed operational activities needed to run the business; ; 1530 Greenview Drive, Suite 205, , Rochester, MN, 55902; Investment-Related; 02/11/2022; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-06 |
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