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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-23
MN RA APPROVED 2017-08-15
  • TX RA
    APPROVED_RES
    Since 2023-03-23
  • MN RA
    APPROVED
    Since 2017-08-15

Branch Locations

8500 Normandale Lake Blvd Ste 1710, Bloomington, MN 55437 • United States

7900 Xerxes Ave S 10Th Fl [Gg-Rbo], Bloomington, MN 55431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 09/2005 07/2017
Wells Fargo Clearing Services, Llc Bloomington MN 07/2017 Present
Other Businesses

RENTAL PROPERTY; INV RELATED; DELANO, MN; 100% OWNERSHIP; START 3/29/2019; 2 HOURS PER MONTH; ZERO HOURS DURING TRADING; LANDLORD. RENTAL PROPERTY, INV RELATED, CHANHASSEN, MN, 100% OWNERSHIP, START 4/12/2024, 3 HOURS PER MONTH, ZERO HOURS DURING TRADING, LANDORD. EVEIL; NOT INV RELATED;SHOREWOOD,MN; ECOMMERCE BUSINESS;50% OWNERSHIP; START DATE: 02/27/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-14
S63 Uniform Securities Agent State Law Examination 1998-08-12
  • S65 Uniform Investment Adviser Law Examination
    2009-11-14
  • S63 Uniform Securities Agent State Law Examination
    1998-08-12

View on SEC IAPD

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