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Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-12-19
  • OH RA
    APPROVED
    Since 2023-12-19

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Army Reserves Jb-Mdl NJ 09/1992 Present
Nationwide Investment Services Corp. Columbus OH 08/1999 05/2022
The Prudential Insurance Company Of America Warrington PA 08/2022 12/2023
Pruco Securities Llc Warrington PA 08/2022 10/2023
Nationwide Investment Services Corporation Columbus OH 12/2023 Present
  • 09/1992 → Present
    Army Reserves
    Jb-Mdl, NJ
  • 08/1999 → 05/2022
    Nationwide Investment Services Corp.
    Columbus, OH
  • 08/2022 → 12/2023
    The Prudential Insurance Company Of America
    Warrington, PA
  • 08/2022 → 10/2023
    Warrington, PA
  • 12/2023 → Present
    Nationwide Investment Services Corporation
    Columbus, OH
Previous Registrations
Other Businesses

US ARMY RESERVES 78TH TD JB MDL POSITION: Army officer NATURE: Government and Civic Body INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 04/12/1998 ADDRESS: 78th training division, Bldg 6726 8th Street, Joint Base MDL NJ 08640, United States DESCRIPTION: Army officer, responsible for planning and evaluating training BUTLER GARDENS LLC POSITION: Owner NATURE: Arts, Entertainment, and Recreation INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2022 ADDRESS: 8852 Mobile Road, Greenville AL 36037, United States DESCRIPTION: Owner of business - coordinating contractors and events - Wedding services and music venue

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-09
S63 Uniform Securities Agent State Law Examination 1999-02-01
  • S65 Uniform Investment Adviser Law Examination
    2007-04-09
  • S63 Uniform Securities Agent State Law Examination
    1999-02-01
Other Names
  • Emanuel Mahand

View on SEC IAPD

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