Kenneth Rick Craig

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → Present
  Independent Financial Group
  San Luis Obispo, CA

Previous Registrations

• 2011-06-16 → 2015-09-22
  U.S. Bancorp Investments, Inc.
  Arroyo Grande, CA
  Lake Forest, CA
  Lake Forest, CA
  Lake Forest, CA
  Lake Forest, CA
  Laguna Niguel, CA
  Aliso Viejo, CA
  Laguna Niguel, CA
  Laguna Beach, CA
  Dana Point, CA
  San Luis Obispo, CA
  Los Osos, CA
• 2009-09-04 → 2011-06-16
  Chase Investment Services Corp.
  Culver City, CA
  Culver City, CA
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

(1) KEN R. CRAIG POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/22/2015 ADDRESS: 2765 W. Timber Dr., Eagle ID 83616, United States DESCRIPTION: Insurance agent offering various types of insurance products (2) CRAIG FINANCIAL GROUP POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/22/2015 ADDRESS: 2765 W. Timber Dr., Eagle ID 83616, United States DESCRIPTION: 100% OWNER OF DBA CRAIG FINANCIAL GRPUP, OFFERING SECURITIES, ADVISORY AND INSURANCE BUSINESS (LIFE, HEALTH, LTC AND DISABILITY) SINCE 2015. INVESTMENT RELATED. 95% TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD. (3) REDWOOD CREEK HOA POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/23/2020 ADDRESS: 2765 W. Timber Dr., Eagle ID 83616, United States DESCRIPTION: Board member for Redwood Creek HOA.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-09-03
• S63 Uniform Securities Agent State Law Examination
  1998-07-28