Nauman Karim Rana

Employer firm

Wealth Forward Advisors CRD 337462

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 05/2023
  Fidelity Investments
  New York, NY
• 06/2023 → 04/2024
  Opal Wealth Advisors, Llc
  Jericho, NY
• 04/2024 → 12/2024
  Essex Financial Services Inc
  Essex, CT
• 12/2024 → 09/2025
  Time Off
  New York, NY
• 05/2025 → Present
  Wealth Forward Advisors
  New York, NY

Previous Registrations

• 2024-04-01 → 2024-12-16
  Essex Financial Services, Inc.
  Essex, CT
  Southport, CT
• 2023-06-28 → 2024-04-03
  Opal Wealth Advisors, Llc
  Jericho, NY
• 2018-07-13 → 2023-05-11
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2015-09-18 → 2018-07-13
  Strategic Advisers Llc
  Fairfield, CT
• 2015-03-30 → 2015-08-25
  J.P. Morgan Securities Llc
  Newark, DE
• 2012-05-15 → 2015-02-27
  Investors Capital Corp.
  Lynnfield, MA
  New York, NY
  Lynnfield, MA
  New York, NY
  Greenville, SC

Other Businesses

1) Independent insurance agent

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-05-12
• S63 Uniform Securities Agent State Law Examination
  1999-03-17

Other Names

• Norman Rana