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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
FL RA APPROVED 2011-11-04
NJ RA APPROVED 2011-11-03
PA RA APPROVED 2011-11-03
  • NY RA
    APPROVED
    Since 2021-04-16
  • FL RA
    APPROVED
    Since 2011-11-04
  • NJ RA
    APPROVED
    Since 2011-11-03
  • PA RA
    APPROVED
    Since 2011-11-03

Branch Locations

800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States

Mountain Lakes, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Rye Brook NY 12/2010 Present
Park Avenue Securities Rye Brook NY 01/2011 Present
Guardian Life Insurance Company Mountain Lakes NJ 06/2024 Present
Park Avenue Securities Mountain Lakes NJ 06/2024 Present
  • 12/2010 → Present
    Guardian Life Insurance Company
    Rye Brook, NY
  • 01/2011 → Present
    Park Avenue Securities
    Rye Brook, NY
  • 06/2024 → Present
    Guardian Life Insurance Company
    Mountain Lakes, NJ
  • 06/2024 → Present
    Park Avenue Securities
    Mountain Lakes, NJ
Other Businesses

1) Treasurer,-Estonian-American Amateur Athletes, Inc, (EAAA) a non-profit 501(c)3 organization, Start: 01/01/1990, Address: 137 Lookout Road Mountain Lakes, NJ 07046, 5 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation, 2. Reika, LLC-Property & Casualty LLC, Start: 09/30/2019, Address: 800 Westchester Ave, N-409 Rye Brook, NY 10573, 3 bus hrs per month, Investment related, 3) Co-executor, Healthcare Agent and Power of Attorney for my parents' estate, Start: 03/29/2021, Address: 40 Gilmore Avenue Cresskill, NJ 07626, 1 total hours per month, 0 during securities trading hours, Not Investment related, No annual compensation, 4) Various products not offered by Guardian- Start: 01/01/2024, Address: 800 Westchester Ave, N-409 Rye Brook, NY 10573, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-28
S63 Uniform Securities Agent State Law Examination 2011-02-18
  • S65 Uniform Investment Adviser Law Examination
    2011-09-28
  • S63 Uniform Securities Agent State Law Examination
    2011-02-18

View on SEC IAPD

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