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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| FL | RA | APPROVED | 2011-11-04 |
| NJ | RA | APPROVED | 2011-11-03 |
| PA | RA | APPROVED | 2011-11-03 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
Mountain Lakes, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Rye Brook | NY | 12/2010 | Present |
| Park Avenue Securities | Rye Brook | NY | 01/2011 | Present |
| Guardian Life Insurance Company | Mountain Lakes | NJ | 06/2024 | Present |
| Park Avenue Securities | Mountain Lakes | NJ | 06/2024 | Present |
1) Treasurer,-Estonian-American Amateur Athletes, Inc, (EAAA) a non-profit 501(c)3 organization, Start: 01/01/1990, Address: 137 Lookout Road Mountain Lakes, NJ 07046, 5 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation, 2. Reika, LLC-Property & Casualty LLC, Start: 09/30/2019, Address: 800 Westchester Ave, N-409 Rye Brook, NY 10573, 3 bus hrs per month, Investment related, 3) Co-executor, Healthcare Agent and Power of Attorney for my parents' estate, Start: 03/29/2021, Address: 40 Gilmore Avenue Cresskill, NJ 07626, 1 total hours per month, 0 during securities trading hours, Not Investment related, No annual compensation, 4) Various products not offered by Guardian- Start: 01/01/2024, Address: 800 Westchester Ave, N-409 Rye Brook, NY 10573, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2011-02-18 |
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