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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2010-11-29 |
| TX | RA | APPROVED | 2010-11-29 |
Branch Locations
6100 Fairview Road 9Th Floor, Charlotte, NC 28211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Charlotte | NC | 11/2010 | Present |
DMMC PROPERTIES LLC / 1604 STEVENS RIDGE ROAD MATTHEWS,NC 28105 / REAL ESTATE / OWN RESIDENTIAL RENTAL PROPERTIES / LLC MANAGING MEMBER / MANAGE THE RENTAL PROPERTIES OWNED / START DATE 11/29/2012.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-10 |
| S66 | Uniform Combined State Law Examination | 1998-08-20 |
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