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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2010-11-29
TX RA APPROVED 2010-11-29
  • NC RA
    APPROVED
    Since 2010-11-29
  • TX RA
    APPROVED
    Since 2010-11-29

Branch Locations

6100 Fairview Road 9Th Floor, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Charlotte NC 11/2010 Present
Previous Registrations
Other Businesses

DMMC PROPERTIES LLC / 1604 STEVENS RIDGE ROAD MATTHEWS,NC 28105 / REAL ESTATE / OWN RESIDENTIAL RENTAL PROPERTIES / LLC MANAGING MEMBER / MANAGE THE RENTAL PROPERTIES OWNED / START DATE 11/29/2012.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-10
S66 Uniform Combined State Law Examination 1998-08-20
  • S65 Uniform Investment Adviser Law Examination
    2002-07-10
  • S66 Uniform Combined State Law Examination
    1998-08-20
Other Names
  • David W Deitch

View on SEC IAPD

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