Todd David Carter

Current Employers

Employment History

• 11/2014 → 01/2018
  Kalos Capital, Inc
  Alpharetta, GA
• 09/2008 → Present
  The Blue Oak Group, Llc
  Boston, MA
• 11/2014 → 01/2018
  Kalos Management
  Alpharetta, GA
• 06/2017 → Present
  Mercer Consulting, Llc
  Boston, MA

Previous Registrations

• 2015-12-28 → 2018-01-11
  Kalos Management
  Ponte Vedra Beach, FL
  Boston, MA
• 2013-12-16 → 2014-11-13
  Berthel, Fisher & Company Financial Services, Inc.
  Charleston, SC
  Mansfield, MA
  Lakeville, MA
  Cedar Rapids, IA

Other Businesses

Mr. Carter co-owns and operates Mercer Consulting, LLC ("Mercer"). Mercer is a real estate consulting firm providing a range of services including advising with respect to §1031 like-kind exchanges. This business is therefore investment-related. Mr. Carter devotes approximately 30% of his time (40 hours/month) to Mercer activities primarily during securities trading hours. Address: One Boston Place, Suite 2600, Boston MA 02108. Mr. Carter also co-owns and operates The Blue Oak Group, LLC ("Blue Oak"). Blue Oak is an investment adviser registered with the Commonwealth of Massachusetts and the States of Minnesota, North Carolina and South Carolina, which provides alternative investment advice to select clients. This business is therefore investment-related. Mr. Carter devotes approximately 30% of his time (40 hours/month) to Blue Oak activities primarily during securities trading hours. Address: 3425 Maybank Hwy, Suite A, Johns Island SC 29455.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-12-09
• S63 Uniform Securities Agent State Law Examination
  2011-01-14