Dean Alan Harvey

Employer firm

Westpark Wealth Advisors, Inc. CRD 130914

$254M regulatory AUM 379 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2001 → 11/2017
  Ims Securities, Inc.
  Houston, TX
• 12/2001 → Present
  Westpark Wealth Advisors, Inc.
  Houston, TX
• 11/2017 → Present
  Calton & Associates, Inc
  Houston, TX

Previous Registrations

• 2001-12-17 → 2004-12-31
  Ims Securities, Inc.
  Baton Rouge, LA
  Houston, TX
  Houston, TX
  Houston, TX
  Baton Rouge, LA
  Houston, TX

Other Businesses

1) Name of Business: Lydia Patterson Institute. Non-Investment related. Address: 517 S. Florence St., El Paso, TX 79901. Nature of Business: Private Methodist School. Position/Title/Relationship: Trustee. Hours per month: 0. Hours per month during Securities trading hours: 0. Duties/Responsibilities: This is a private Methodist school located in El Paso Texas. I am a trustee on the Board and attend two board meetings per year. There are no financial products or services offered by the School. 2) Name of Business: Westpark Wealth Advisors, Inc. Investment related. Address: 13111 Westheimer Rd., Suite 475, Houston TX, 77077. Nature of Business: RIA. Position/Title/Relationship: IAR. Hours per month: 100. Hours per month during Securities trading hours: 100. Duties/Responsibilities: I am a Financial Advisor and I transact all of my advisory accounts through this RIA. I hold no operational position with the RIA. 3) Name of Business: Harvey Financial Strategies. Investment related. Address: 10205 Westheimer Rd., Suite 500, Houston TX, 77042. Nature of Business: DBA for the business name and email I use. Position/Title/Relationship: Owner. Start Date: 10/2000. Hours per month: 160. Hours per month during Securities trading hours: 100%. Duties/Responsibilities: I am a full service financial advisor with a CFP credential. I offer planning, insurance, securities, and asset advisory services. I do some minor stock/bond/mutual fund business along with some variable annuity and life insurance business. My tactical work is driven by the comprehensive financial plans created and updated for my clients. 4) Penn Mutual Life Insurance Company. Noninvestment Related. 600 Dresher Dr. Horsham PA, 19044. Nature of business: Direct fixed life insurance. Title: Independent, Non-employee License rep. Start Date: 01/01/2021. Hours Per Month: 20 Hours per Year. Duties: Financial Advisor. 5) HFS LLC. Non-Investment related. Lawyer's Aid Service, Inc. 505 W. 15th Street Austin TX, 78701. Nature of Business: Receiving Personal business fees and commission. Title: Member. Start Date: 05/17/2021. Hours per Month: 0. Duties: Managing Members.

Exams

• S66 Uniform Combined State Law Examination
  1998-07-27

Designations

• Certified Financial Planner

Other Names

• Dean A Harvey