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Scott Edward Mccaffrey

Hilltop Securities Inc.

Dallas, TX

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Current Employers
Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-17
  • TX RA
    APPROVED
    Since 2023-07-17

Branch Locations

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Dallas TX 11/2012 07/2023
Hilltop Securities Inc. Dallas TX 07/2023 Present
Previous Registrations
  • 2012-11-19 → 2023-07-18
    Dallas, TX
    San Diego, CA
  • 2010-10-26 → 2011-10-13
    Pnc Managed Account Solutions, Inc.
    Dallas, TX
  • 2009-12-03 → 2010-09-03
    Wells Fargo Investments, Llc
    Addison, TX
  • 2006-05-22 → 2009-12-07
    Addison, TX
  • 2004-06-24 → 2006-05-16
    Citicorp Investment Services
    Amarillo, TX
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Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-26
S63 Uniform Securities Agent State Law Examination 1998-07-30
  • S65 Uniform Investment Adviser Law Examination
    1998-08-26
  • S63 Uniform Securities Agent State Law Examination
    1998-07-30
Other Names
  • Scott Edward Mccaffrey
  • Scott E Mccaffrey

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