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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2017-05-15 |
Branch Locations
Laurens 305 W Main St, Laurens, SC 29360 • United States
113 E Main St, Williamston, NC 28697 • United States
128 S Tryon Street, Charlotte, NC 28202 • United States
1508 E. Greenville Street, Anderson, SC 29621 • United States
8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2013-07-31 |
Branch Locations
1508 E Greenville St., Anderson, SC 29621 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Asset Management | Columbia | SC | 07/2013 | Present |
| First Citizens Investor Services, Inc. | Anderson | SC | 01/2016 | Present |
First Citizens Asset Management, 1230 Main St, Columbia, SC 29201. Investment related, Investment Advisor Rep, began 1/1/15, 5 hours/month during trading hours. Commission based compensation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-30 |
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