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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-12-03
GA RA APPROVED 2007-10-24
TX RA APPROVED 2002-12-02
  • TN RA
    APPROVED
    Since 2024-12-03
  • GA RA
    APPROVED
    Since 2007-10-24
  • TX RA
    APPROVED
    Since 2002-12-02

Branch Locations

8000 Avalon Blvd Suite 925, Alpharetta, GA 30009 • United States

Milton, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Nashville TN 08/2000 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-11
S63 Uniform Securities Agent State Law Examination 1999-02-18
  • S66 Uniform Combined State Law Examination
    2002-01-11
  • S63 Uniform Securities Agent State Law Examination
    1999-02-18

View on SEC IAPD

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