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Samuel Lanctot Hamlett

LPl Financial LLC

Buffalo, NY

CRD 3076159

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-08-26
TX RA APPROVED 2024-08-26
  • NY RA
    APPROVED
    Since 2024-08-26
  • TX RA
    APPROVED
    Since 2024-08-26

Branch Locations

Buffalo, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities, Inc. Buffalo NY 06/1998 06/2021
Wilmington Brokerage Services Company Wilmington DE 05/2011 06/2021
Lpl Financial Llc Buffalo NY 06/2021 Present
  • 06/1998 → 06/2021
    M&T Securities, Inc.
    Buffalo, NY
  • 05/2011 → 06/2021
    Wilmington Brokerage Services Company
    Wilmington, DE
  • 06/2021 → Present
    Lpl Financial Llc
    Buffalo, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-23
S63 Uniform Securities Agent State Law Examination 1999-02-05
  • S66 Uniform Combined State Law Examination
    2024-08-23
  • S63 Uniform Securities Agent State Law Examination
    1999-02-05

View on SEC IAPD

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