Larry Ross Peterson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1997 → Present
  Aple Consulting Inc.
  Appleton, WI
• 11/2001 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-01-15 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Tustin, CA
  Lynnfield, MA
  Lynnfield, MA
  Neenah, WI
  Appleton, WI
  Lynnfield, MA
  Tulsa, OK
  Lynnfield, MA
• 2002-09-06 → 2004-12-31
  Eastern Point Advisors Inc.
  Neenah, WI

Other Businesses

1) APLE CONSULTING, INC.; 3526 NORTH CASALOMA DR. APPLETON, WI 54913; WEB DESIGN AND DEVELOPMENT; TITLE, WEBMASTER; APPROX. 10- 100 HOURS SPENT PER MONTH, APPROX. 0-6 HOURS SPENT DURING TRADING; SINCE 1997.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-08-09
• S63 Uniform Securities Agent State Law Examination
  1998-07-15