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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-04-23
NH RA APPROVED 2026-03-09
  • MA RA
    APPROVED
    Since 2026-04-23
  • NH RA
    APPROVED
    Since 2026-03-09

Branch Locations

2 Merrimack Street Suite 505, Haverhill, MA 01830 • United States

4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
National Financial Services, Llc. Boston MA 02/2008 08/2022
Lincoln Investment Haverhill MA 09/2022 03/2026
Integrity Alliance, Llc Haverhill MA 03/2026 Present
Previous Registrations
  • 2022-09-07 → 2026-03-10
    Haverhill, MA
    Haverhill, MA
    Fort Washington, PA
  • 2022-09-07 → 2026-03-10
    Haverhill, MA
  • 2006-03-10 → 2008-02-19
    Banc Of America Investment Services, Inc.
    Billerica, MA
    Amesbury, MA
    Newburyport, MA
    Methuen, MA
    Lowell, MA
    Lawrence, MA
    Lawrence, MA
    Wilmington, MA
    Lowell, MA
    Tewksbury, MA
    North Reading, MA
    Reading, MA
    Burlington, MA
Other Businesses

1.BESPOKE TRUSTS & ESTATES, LLC POSITION: Owner NATURE: Bespoke Trusts & Estates, LLC provides estate planning and probate administration services. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 50 START DATE: 06/30/2022 ADDRESS: 2 Merrimack Street, Suite 505, Haverhill MA 01830, DESCRIPTION: I provide legal services to the firm's clients. 2.AMERICAN SENIOR BENEFITS POSITION: Affiliate broker NATURE: Insurance and annuity products INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2023 ADDRESS: 1445 Ross Avenue, 40th Floor, Dallas TX 75202, DESCRIPTION: ASB provides life insurance, Medicare, and fixed annuities to its customers.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-08
  • S66 Uniform Combined State Law Examination
    2006-03-08
Designations

View on SEC IAPD

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