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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-08 |
| PA | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. SCHLEGEL FINANCIAL GROUP DBA FROM BUSINESS ADDRESS FOR 40 WKDY HRS AND 2 EVE/WKND HRS/WK SINCE 5/2011. 2.INDEPENDENT INSURANCE AGENT (DENTAL AND GROUP DISABILITY INCOME, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, MEDICARE RELATED PRODUCTS, PROPERTY & CASUALTY) 3. . NAME OF OTHER BUSINESS: CHARLES E SCHLEGEL III & TINA L SCHLEGEL INVESTMENT RELATED: NO ADDRESS: 42 N FRONT ST, SUNBURY, PA 17801 NATURE OF BUSINESS: REAL ESTATE START DATE: 01/2018 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: MAINTAIN AND MANAGE OWNED RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-30 |
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