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100 First Stamford Place, Stamford, CT 06902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-04-10 |
Branch Locations
100 First Stamford Place, Stamford, CT 06902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Century Investment Services, Inc | New York | NY | 04/2014 | 10/2016 |
| Franklin Templeton Distributor, Inc. | New York | NY | 10/2016 | 07/2021 |
| Franklin Templeton Financial Services Corp | New York | NY | 11/2016 | 07/2021 |
| Franklin Distributors, Llc | New York | NY | 07/2021 | 03/2023 |
| O'SHaughnessy Asset Management, Llc | Stamford | CT | 04/2023 | Present |
| Franklin Distributors, Llc | New York | NY | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-27 |
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