Best Investors Account Sign in

Catherine Gale Cain

Oppenheimer & Co. Inc.

Grosse Pointe Farms, MI

Claim This Profile
Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-06-26
  • MI RA
    APPROVED
    Since 2025-06-26

Branch Locations

63 Kercheval Avenue Suite 300, Grosse Pointe Farms, MI 48236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Troy MI 10/2020 06/2025
Plante Moran Southfield MI 01/2018 09/2020
Unemployed Grosse Pointe Park MI 11/2013 01/2018
Williams-Sonoma, Inc Troy MI 11/2015 12/2016
Crossmark Grosse Pointe MI 03/2017 10/2017
Higbie Maxon Agney Farm MI 04/2016 01/2017
Bank Of America, N.A. Troy MI 01/2021 06/2025
Oppenheimer & Co., Inc. Grosse Pointe Farms MI 06/2025 Present
  • 10/2020 → 06/2025
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Troy, MI
  • 01/2018 → 09/2020
    Plante Moran
    Southfield, MI
  • 11/2013 → 01/2018
    Unemployed
    Grosse Pointe Park, MI
  • 11/2015 → 12/2016
    Williams-Sonoma, Inc
    Troy, MI
  • 03/2017 → 10/2017
    Crossmark
    Grosse Pointe, MI
  • 04/2016 → 01/2017
    Higbie Maxon Agney
    Farm, MI
  • 01/2021 → 06/2025
    Bank Of America, N.A.
    Troy, MI
  • 06/2025 → Present
    Oppenheimer & Co., Inc.
    Grosse Pointe Farms, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-16
  • S66 Uniform Combined State Law Examination
    2021-09-16
Other Names
  • Cathy Gale Cain
  • Cathy Gale Cain-Deloach

View on SEC IAPD

Other Firms

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
DWP
POINTE CAPITAL MANAGEMENT LLC
JANNEY MONTGOMERY SCOTT LLC
WELLS FARGO CLEARING SERVICES, LLC
FIFTH THIRD SECURITIES, INC.
MORGAN STANLEY
ROBINSON CAPITAL MANAGEMENT, LLC

Other Investors

MARK WOJTAS
NOAH EDWARD ROBINSON
ANDREW CAMDEN
BLAKE ANTHONY ELLIS
MARY C COX
ERIC MACHUS
JEFFREY CHARLES HUEBNER
David McCormack

Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GROSSE POINTE FARMS, MI
DWP · GROSSE POINTE FARMS, MI
POINTE CAPITAL MANAGEMENT LLC · GROSSE POINTE FARMS, MI
POINTE CAPITAL MANAGEMENT LLC · GROSSE POINTE FARMS, MI
JANNEY MONTGOMERY SCOTT LLC · Grosse Pointe Farms, MI
WELLS FARGO CLEARING SERVICES, LLC · GROSSE POINTE FARMS, MI
FIFTH THIRD SECURITIES, INC. · GROSSE POINTE FARMS, MI
MORGAN STANLEY · Grosse Pointe Farms, MI

More in Grosse Pointe Farms, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor