David L Butler

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2007 → Present
  Wamu Investments, Inc.
  Bellaire, TX
• 10/2012 → Present
  J.P. Morgan Securities Llc
  Bellaire, TX

Previous Registrations

• 2009-05-02 → 2012-10-01
  Chase Investment Services Corp.
  Houston, TX
  Bellaire, TX
  Houston, TX
  Bellaire, TX
  Houston, TX
• 2007-12-11 → 2009-05-02
  Wamu Investments, Inc.
  Bellaire, TX
  Houston, TX
  Sacramento, CA
• 2003-06-30 → 2007-12-03
  Ameriprise Advisor Services, Inc.
  Houston, TX
  Sugar Land, TX
• 2003-03-05 → 2003-07-10
  Choreo, Llc
  Houston, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-03-09
• S63 Uniform Securities Agent State Law Examination
  1998-07-20

Other Names

• David Lynn Butler