Frank Albert Korszoloski

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2002-06-04

NJ RA
APPROVED

Since 2002-06-04

Branch Locations

Newton, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Hopatcong	NJ	06/1998	Present

06/1998 → Present

Lpl Financial Llc

Hopatcong, NJ

Other Businesses

(1) 06/09/2008: Local 68 Operating Engineers - Stationary Engineer - Not Investment Related - At Reported Business Location(s) - 20% Time Spent (2) 12/09/2013: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 2% Time Spent - Insurance Types: Life, Health, Disability, LTC, Fixed Annuities

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-05-30
S63	Uniform Securities Agent State Law Examination	1998-09-23

S65 Uniform Investment Adviser Law Examination

2002-05-30
S63 Uniform Securities Agent State Law Examination

1998-09-23

Designations

Certified Financial Planner

Other Names

Frank Korszoloski

View on SEC IAPD