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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-09
FL RA APPROVED 2016-07-15
  • TX RA
    APPROVED_RES
    Since 2021-08-09
  • FL RA
    APPROVED
    Since 2016-07-15

Branch Locations

12455 Northlake Blvd, Ste 604, Palm Beach Gardens, FL 33418 • United States

563 N. State Rd 7, Royal Palm Beach, FL 33411 • United States

2801 Pga Blvd, Palm Beach Gardens, FL 33410 • United States

6779 W. Indiantown Rd, Jupiter, FL 33458 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Palm Beach Gardens FL 07/2016 Present
Previous Registrations
  • 2015-01-07 → 2016-07-15
    Cuso Financial Services, L.P.
    Palm Beach Gardens, FL
  • 2014-02-11 → 2014-08-01
    Delray Beach, FL
  • 2013-05-14 → 2014-01-29
    Cetera Investment Services Llc
    Hoover, AL
    Delray Beach, FL
  • 2011-04-27 → 2013-05-09
    Truist Investment Services, Inc.
    Palm Beach, FL
    West Palm Beach, FL
    West Palm Beach, FL
    West Palm Beach, FL
    Boca Raton, FL
    Parkland, FL
    Boca Raton, FL
    Boca Raton, FL
  • 2011-03-08 → 2011-04-29
    Banyan Partners, Llc
    Palm Beach Gardens, FL
  • 2006-09-18 → 2011-03-09
    15430 Endeavour Drive, Inc.
    Jupiter, FL
  • 2005-02-28 → 2006-09-07
    Raymond James Financial Services, Inc.
    North Palm Beach, FL
  • 2004-11-12 → 2005-03-22
    First Allied Securities, Inc.
    North Palm Beach, FL
  • 2003-05-23 → 2004-07-19
    Palm Beach Gardens, FL
Other Businesses

1) 06/23/2016 - Velocity Community Investment Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 06/01/2016 - 160 hr/mth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-28
S63 Uniform Securities Agent State Law Examination 1998-08-21
  • S65 Uniform Investment Adviser Law Examination
    1998-08-28
  • S63 Uniform Securities Agent State Law Examination
    1998-08-21
Other Names
  • Gary E Henderson

View on SEC IAPD

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