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Charlotte, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-20 |
| TX | RA | APPROVED_RES | 2018-02-01 |
| NC | RA | APPROVED | 2017-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ally Financial | Charlotte | NC | 09/2015 | 07/2017 |
| Buoyant Financial, Llc | 06/2017 | NC | 06/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-25 |
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