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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2017-08-22
TX RA APPROVED 2017-08-17
  • NM RA
    APPROVED
    Since 2017-08-22
  • TX RA
    APPROVED
    Since 2017-08-17

Branch Locations

545 N Main Street, Las Cruces, NM 88001 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Las Cruces NM 07/2009 08/2017
Independent Financial Group, Llcx Las Cruces NM 08/2017 Present
  • 07/2009 → 08/2017
    Las Cruces, NM
  • 08/2017 → Present
    Independent Financial Group, Llcx
    Las Cruces, NM
Previous Registrations
Other Businesses

(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 545 N Main Street, Las Cruces NM 88001, United States DESCRIPTION: NM INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS (2) BUY & SELL VEHICLES POSITION: Buyer/Seller NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2018 ADDRESS: 545 N Main Street, Las Cruces NM 88001, United States DESCRIPTION: BUY AND SELL VEHICLES PURCHASED FROM INDIVIDUALS AND ESTATE SALES. (3) DAVID HILL FINANCIAL LLC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2011 ADDRESS: 545 N Main Street, Las Cruces NM 88001, United States DESCRIPTION: REGISTERED REPRESENTATIVE AND INVESTMENT ADVISORY REPRESENTATIVE OF DBA DAVID HILL FINANCIAL LLC FOR MARKETING PURPOSES. (4) HIGH DESERT TAX POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2012 ADDRESS: 545 N Main Street, Las Cruces NM 88001, United States DESCRIPTION: Prepare federal and state tax returns, electronically submit returns to federal and state tax agencies. (5) HIGH DESERT WEALTH LLC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/15/2025 ADDRESS: 545 N Main Street, Las Cruces NM 88001, United States DESCRIPTION: REGISTERED REPRESENTATIVE AND INVESTMENT ADVISORY REPPRESENTATIVE OF DBA HIGH DESERT WEALTHLLC FOR MARKETING PURPOSES. (6) RIO GRANDE PECAN, LLC POSITION: Owner NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 09/09/2025 ADDRESS: 3072 Snow Rd, Las Cruces NM 88005, United States DESCRIPTION: Farming

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-23
S63 Uniform Securities Agent State Law Examination 1998-07-29
  • S66 Uniform Combined State Law Examination
    2007-02-23
  • S63 Uniform Securities Agent State Law Examination
    1998-07-29

View on SEC IAPD

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