Zachary Ryan Schroer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Lpl Financial Llc
  Indianapolis, IN
• 12/2015 → Present
  Elements Wealth Management
  Indianapolis, IN

Previous Registrations

• 2008-03-18 → 2009-07-02
  Watermark Wealth Management, Llc
  Indianapolis, IN
• 2004-06-02 → 2008-03-18
  Raymond James & Associates, Inc.
  Greenwood, IN
  Greenwood, IN
• 2003-02-19 → 2004-03-03
  Strong Capital Management Inc
  Indianapolis, IN
• 2002-03-28 → 2002-10-21
  Charles Schwab & Co., Inc.
  Carmel, IN

Other Businesses

(1) 05/29/2009: No Business Name - FINRA Arbitrator - Investment Related - At Reported Business Location(s) - 1% Time Spent - I work on arbitration cases from time to time as an identity expert. (2) 12/7/2015: Elements Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/22/2015 - 40 Hours Per Month/35 Hours During Securities Trading. (3) 4/25/2019 - FI360 - Investment Related - 12811 N Meridian St, Carmel, IN 46032 - Outside/W-2 Employment - Exam Proctor - Started 04/17/2019 - 2 Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2000-10-06
• S63 Uniform Securities Agent State Law Examination
  2000-04-25

Other Names

• Zach Schroer