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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-05
  • CA RA
    APPROVED
    Since 2025-09-05

Branch Locations

21 Tamal Vista Blvd Suite 115, Corta Madera, CA 94925 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Capital Corp. Corte Madera CA 06/1998 10/2019
1St Global Advisors, Inc Corte Madera CA 06/1998 10/2019
Frederiksen-Crawford Cpas, Inc. Corte Madera CA 02/2007 Present
Avantax Advisory Services Corte Madera CA 10/2019 09/2025
Avantax Investment Services, Inc. Corte Madera CA 10/2019 09/2025
Cetera Wealth Services, Llc Corte Madera CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 06/1998 → 10/2019
    1St Global Capital Corp.
    Corte Madera, CA
  • 06/1998 → 10/2019
    1St Global Advisors, Inc
    Corte Madera, CA
  • 02/2007 → Present
    Frederiksen-Crawford Cpas, Inc.
    Corte Madera, CA
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Corte Madera, CA
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Corte Madera, CA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Corte Madera, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Dallas, TX
    Corta Madera, CA
  • 1998-10-20 → 2019-10-25
    1St Global Advisors Inc
    Corte Madera, CA
  • 2005-10-10 → 2011-08-22
    Frederiksen-Crawford Financial Advisors, Llc
    Mill Valley, CA
Other Businesses

1) FREDERIKSEN AND COMPANY POSITION: PRESIDENT/OWNER NATURE: CONSULTING SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 07/01/1973 ADDRESS: 5768 PARADISE DRIVE, FLOOR 2, CORTE MADERA CA 94925, United States DESCRIPTION: PRESIDENT, CHIEF OPERATING OFFICER 2) FREDERIKSEN-CRAWFORD CPAS INC. POSITION: SHAREHOLDER/OFFICER NATURE: CPA FIRM INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 11/28/2009 ADDRESS: 5768 PARADISE DRIVE, FLOOR 2, CORTE MADERA CA 94925, United States DESCRIPTION: SHAREHOLDER/OFFICER OF CPA FIRM PROVIDING TAX, ACCOUNTINGAND CONSULTING SERVICES TO CLIENTS 3) CYBER 631 INC. POSITION: VICE PRESIDENT NATURE: SALE OF CYBER SECURITY SOFTWARE PACKAGE INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/26/2019 ADDRESS: 3030 BRIDGEWAY, SUITE 200, SAUSALITO CA 94965, United States DESCRIPTION: STRATEGIC PLANNING. PRODUCT PROMOTION. SALES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-08-12
  • S66 Uniform Combined State Law Examination
    1998-08-12
Other Names
  • Chris Frederiksen

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