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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-07-13 |
| TX | RA | APPROVED | 2018-07-13 |
Branch Locations
55 Nod Rd, Avon, CT 06001 • United States
West Hartford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Hartford | CT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hartford | CT | 11/2016 | 07/2018 |
| Wells Fargo Advisors Financial Network, Llc | Avon | CT | 07/2018 | Present |
TOWERMARK WEALTH MANAGEMENT LLC, INV RELATED, WEST HARTFORD, CT, 16.67% OWNERSHIP, START 2/13/2018, 28 HOURS PER MONTH, 1 HOUR DURING TRADING, FINET PRACTICE.; ISLAND PEAK LIMITED, INV RELATED, WEST HARTFORD, CT, 100% OWNERSHIP, START 4/16/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, S CORP FOR FINET PRACTICE.; JILLY'S JUBILEE, LLC, INV. RELATED, SOUTH WOODSTOCK, CT. START 5/3/2010, 1 HOUR/MONTH, 0 DURING TRADING, CERAMICS FAMILY BUSINESS.; TRUSTEE FOR FATHER-IN-LAW'S TRUST, INV RELATED, WESTWOOD, MA, START: 5/5/2023, 10 HOURS A MONTH, 1 HOUR DURING TRADING,; EXECUTOR FOR FATHER-IN-LAW, INV RELATED, WESTWOOD, MA, START: 5/5/2023, 10 HOURS A MONTH, 1 HOUR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-05 |
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