Keith C Bong

Employer firm

Sidoxia Capital Management, LLC CRD 145969

$149M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → Present
  Sidoxia Capital Management, Llc
  Newport Beach, CA

Previous Registrations

• 2002-04-30 → 2014-01-28
  Topper Capital Management, Inc.
  Irvine, CA

Other Businesses

KEITH BONG, AS A CPA, MAY PROVIDE ACCOUNTING AND TAX SERVICES TO SOME CUSTOMERS, THROUGH TOPPER AND CO. OR AS A SOLE PROPRIETOR. THE NUMBER OF HOURS FOR THIS SERVICE DURING SECURITIES TRADING HOURS MAY BE SIGNIFICANT, BUT IS SEASONAL OR TEMPORARY, AND CAN BE UP TO 80 HOURS PER MONTH. HE ALSO IS INVOLVED AS A MANAGING MEMBER IN A PRIVATE INVESTMENT COMPANY, PORTOLA CAPITAL GROUP LLC, STARTED IN JANUARY, 2012. TIME COMMITMENT TO THIS VENTURE IS IMMATERIAL AT THIS TIME, WITH PRIMARY DUTIES BEING ADMINISTRATIVE TASKS AND POLICY MAKING. BOTH OF THESE BUSINESS ACTIVITIES ARE LOCATED AT 780 ROOSEVELT, IRVINE, CA 92620. ALSO, HE MAY TEACH COLLEGE LEVEL COURSES IN FINANCE THAT MAY BE UP TO 40 HOURS PER MONTH.

Exams

• S66 Uniform Combined State Law Examination
  1998-07-29

Designations

• Chartered Financial Analyst