Bennett William Cale

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2007 → 06/2019
  Cale Financial Management, Inc.
  Beverly Hills, CA
• 07/2019 → 11/2020
  Cale Financial Management Llc
  Kula, HI
• 11/2020 → Present
  Morgan Stanley Smith Barney Llc
  Kula, HI
• 06/2021 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2020-09-02 → 2021-10-12
  Cale Financial Management Llc
  Kula, HI
• 2008-01-31 → 2020-09-02
  Cale Financial Management, Inc.
  Makawao, HI
  Beverly Hills, CA
  Beverly Hills, CA
• 2007-03-01 → 2008-04-01
  Tow Financial Advisors
  Sherman Oaks, CA
• 1998-10-16 → 2005-06-09
  Nwf Advisory Services Inc
  Los Angeles, CA

Other Businesses

* 420372 - Secrets South LLC; Investment related Yes; Kula, HI; Real Estate; Managing member (proprietor, partner, officer, director, employee, trustee, agent); Dec 2020; During business hours: 0; After business hours: 1; Administrative. *628230 - self; Investment related: Yes; kula, Hawaii; Rental Property; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 2/2025; During business hours: 0; After business hours: 1; Property Management

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-10-12
• S65 Uniform Investment Adviser Law Examination
  1998-10-09

Other Names

• Bennett W. Cale