John Myongkyun Im

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 09/2016
  Morgan Stanley
  Napa, CA
• 01/2015 → 09/2016
  Morgan Stanley Private Bank, National Association
  New York, NY
• 09/2016 → 11/2020
  U.S. Bancorp Investments, Inc.
  Napa, CA
• 11/2020 → 08/2024
  Lpl Financial Llc
  Napa, CA
• 11/2020 → 08/2024
  Travis Credit Union
  Napa, CA
• 08/2024 → Present
  Wells Fargo Clearing Services, Llc
  Santa Rosa, CA

Previous Registrations

• 2020-11-30 → 2024-08-22
  Lpl Financial Llc
  Napa, CA
  Vacaville, CA
  Vacaville, CA
  Fairfield, CA
• 2016-09-27 → 2020-12-01
  U.S. Bancorp Investments, Inc.
  Vallejo, CA
  Benicia, CA
  Napa, CA
  Napa, CA
  Vacaville, CA
  Fairfield, CA
  San Anselmo, CA
  Mill Valley, CA
  Novato, CA
  Martinez, CA
• 2014-06-19 → 2016-10-03
  Morgan Stanley
  Napa, CA
• 2013-04-02 → 2014-12-09
  Dowse Securities Management Corp
  Napa, CA
• 2011-03-09 → 2013-02-14
  Valic Financial Advisors, Inc.
  Lakewood, CO
  Oakland, CA

Exams

• S66 Uniform Combined State Law Examination
  2011-02-01
• S63 Uniform Securities Agent State Law Examination
  1998-09-17

Other Names

• John M Im