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John Myongkyun Im

Wells Fargo Clearing Services, LLC

Santa Rosa, CA

Fairfield, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-13
  • CA RA
    APPROVED
    Since 2024-08-13

Branch Locations

3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States

601 Jackson St, Fairfield, CA 94533 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Napa CA 06/2014 09/2016
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2016
U.S. Bancorp Investments, Inc. Napa CA 09/2016 11/2020
Lpl Financial Llc Napa CA 11/2020 08/2024
Travis Credit Union Napa CA 11/2020 08/2024
Wells Fargo Clearing Services, Llc Santa Rosa CA 08/2024 Present
Previous Registrations
  • 2020-11-30 → 2024-08-22
    Lpl Financial Llc
    Napa, CA
    Vacaville, CA
    Vacaville, CA
    Fairfield, CA
  • 2016-09-27 → 2020-12-01
    U.S. Bancorp Investments, Inc.
    Vallejo, CA
    Benicia, CA
    Napa, CA
    Napa, CA
    Vacaville, CA
    Fairfield, CA
    San Anselmo, CA
    Mill Valley, CA
    Novato, CA
    Martinez, CA
  • 2014-06-19 → 2016-10-03
    Morgan Stanley
    Napa, CA
  • 2013-04-02 → 2014-12-09
    Dowse Securities Management Corp
    Napa, CA
  • 2011-03-09 → 2013-02-14
    Valic Financial Advisors, Inc.
    Lakewood, CO
    Oakland, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-01
S63 Uniform Securities Agent State Law Examination 1998-09-17
  • S66 Uniform Combined State Law Examination
    2011-02-01
  • S63 Uniform Securities Agent State Law Examination
    1998-09-17
Other Names
  • John M Im

View on SEC IAPD

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FOCUS PARTNERS WEALTH, LLC
LPL FINANCIAL LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
A.E.I. FINANCIAL GROUP

Other Investors

JAMES BERNARD BERTERO
MICHAEL KEVIN MOBERLY
STEPHEN LORAN SMITH
JENNIFER LEE KNAPP
MATTHEW JOSEPH VEAL
MATTHEW MARK DAVIS
JEFFREY DONALD OLE GOSPE
PAMELA LYNN KEZER

Other Offices

MORGAN STANLEY · Santa Rosa, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Santa Rosa, CA
CALDWELL SUTTER CAPITAL, INC. · Santa Rosa, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
EDWARD JONES · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA
LPL FINANCIAL LLC · SANTA ROSA, CA

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