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Rand Kendrick Gordon

United Capital Financial Advisors

Charlotte, NC

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Current Employers
United Capital Financial Advisors

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-03-13
  • NC RA
    APPROVED
    Since 2021-03-13

Branch Locations

831 E Morehead St Ste 350, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbor Capital Management, Inc. Charlotte NC 04/1997 03/2021
Harbor Capital Management Inc Charlotte NC 12/2014 03/2021
United Capital Financial Advisors, Llc Irving TX 03/2021 Present
  • 04/1997 → 03/2021
    Harbor Capital Management, Inc.
    Charlotte, NC
  • 12/2014 → 03/2021
    Harbor Capital Management Inc
    Charlotte, NC
  • 03/2021 → Present
    United Capital Financial Advisors, Llc
    Irving, TX
Previous Registrations
  • 2003-04-07 → 2021-03-12
    Harbor Capital Management Inc
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-02-28
S63 Uniform Securities Agent State Law Examination 2000-08-04
  • S65 Uniform Investment Adviser Law Examination
    2003-02-28
  • S63 Uniform Securities Agent State Law Examination
    2000-08-04
Designations
Other Names
  • Rand K Gordon

View on SEC IAPD

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