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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2011-05-26
PA RA APPROVED 2010-01-25
  • NJ RA
    APPROVED
    Since 2011-05-26
  • PA RA
    APPROVED
    Since 2010-01-25

Branch Locations

533 Fellowship Road Suite 200, Mt Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Servics, Inc Cherry Hill NJ 03/2009 Present
Raymond James Financial Services Advisors Inc. Cherry Hill NJ 01/2010 Present
Fulton Financial Corp Mount Laurel NJ 03/2009 01/2017
Fulton Financial Mount Laurel NJ 01/2018 11/2019
Fulton Bank Mount Laurel NJ 01/2018 Present
  • 03/2009 → Present
    Raymond James Financial Servics, Inc
    Cherry Hill, NJ
  • 01/2010 → Present
    Cherry Hill, NJ
  • 03/2009 → 01/2017
    Fulton Financial Corp
    Mount Laurel, NJ
  • 01/2018 → 11/2019
    Fulton Financial
    Mount Laurel, NJ
  • 01/2018 → Present
    Fulton Bank
    Mount Laurel, NJ
Previous Registrations
  • 2008-04-23 → 2009-03-24
    Radnor, PA
  • 2002-09-27 → 2008-04-23
    Td Wealth Management Services Inc.
    Cherry Hill, NJ
    Cherry Hill, NJ
    Cherry Hill, NJ
    Cherry Hill, NJ
    Cherry Hill, NJ
Other Businesses

(1)Name of Business: Fulton Financial Advisors Address: 533 Fellowship Rd Ste 200, Mount Laurel, NJ, 08054, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/06/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: investment sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-10-13
S63 Uniform Securities Agent State Law Examination 1998-07-30
  • S66 Uniform Combined State Law Examination
    1998-10-13
  • S63 Uniform Securities Agent State Law Examination
    1998-07-30

View on SEC IAPD

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