Racey Alan Morris

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 06/2021
  Nylife Securities Llc
  Dublin, OH
• 11/2014 → 06/2021
  New York Life Insurance Company
  Dublin, OH
• 12/2014 → 06/2021
  Eagle Strategies Llc
  Dublin, OH
• 09/2015 → Present
  Rmg Financial Group, Llc
  Dublin, OH
• 06/2021 → Present
  Lpl Financial Llc
  Hilliard, OH

Previous Registrations

• 2014-12-10 → 2021-06-28
  Eagle Strategies Llc
  Dublin, OH
  Dublin, OH
  Hilliard, OH
  Dublin, OH
• 2009-01-02 → 2014-11-10
  Raymond James Financial Services Advisors, Inc
  Saint Petersburg, FL
  Worthington, OH
  Dublin, OH
• 2008-08-01 → 2009-01-02
  Raymond James Financial Services, Inc.
  Dublin, OH
• 2006-09-19 → 2008-06-26
  Ubs Financial Services Inc.
  Columbus, OH

Other Businesses

1. 6/25/2021 - RMG FINANCIAL GROUP, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/01/2021 - 40 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 6/25/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/01/2021 - 4 Hours Per Month/1 Hour During Securities Trading - Time Spent 10% - Agent Selling Annuities, Life, Disability, LTC.

Exams

• S66 Uniform Combined State Law Examination
  2006-10-06
• S63 Uniform Securities Agent State Law Examination
  2001-06-08

Designations

• Chartered Financial Consultant