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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2012-08-13 |
Branch Locations
794 Pine St Ste 210-4, Muskegon, MI 49442 • United States
Muskegon, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Muskegon | MI | 08/2012 | Present |
1. 8/8/2012: KAR-MEL FINANCIAL PLANNERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 3/25/2013: ANCHOR FINANCIAL LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 10/4/2017 - No Business Name - Not Investment Related - Michigan - Other-Ordained Minister - Started 06/11/2016 - 0 Hours Per Month - Ordained minister on web to perform marriage ceremony for family. Will not charge for this service. 4. 4/15/2020 - Gearhart Renovations - Investment Related - Home Based - Outside/W-2 Employment - Started 08/25/2017 - 4 Hours Per Month/0 Hours During Securities Trading - Process Quickbooks accounting software for husband's independent contractor business. 5. 4/21/2020 - Trippy's Tree Trunks - Not Investment Related - Home Based - Other-Business Owner - Started 04/02/2020 - 4 Hours Per Month/0 Hours During Securities Trading - Six-year old son has started a business to sell wood at a roadside stand. 6. 06/13/2022 - Anchor Financial - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 06/15/2022 - 0 Hours Per Month/ 0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-15 |
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