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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2013-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2003 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2005 | Present |
1) INDEPENDENT INSURANCE AGENT, 11020 OAKMONT, OVERLAND PARK, KS, 1/2010 SELLING LTC & TERM LIFE INSURANCE PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 50 HR/YR - 50/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 9/2003 AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 30/TRADING. 3) NORTH LIGHT NOMINEE TRUST, 81 SAMOSET ST, PLYMOUTH, MA, 4/2014 AS TRUSTEE FOR ENTITY HOLDING OFFICE BUILDING. NIR - 2 HR/MO - 0/TRADING. 4) PILGRIM HALL MUSEUM, 75 COURT STREET, PLYMOUTH, MA, TRUSTEE BOARD MEMBER, 12/21/20, NIR, 2 HR/MO- 0/TRADING HR. 5) Jane Ricardi DBA North Light Financial Services, 81 Samoset St, Suite #1, Plymouth MA 02360, United States, Start Date: 08/2025, Role: Owner, Nature: DBA Name, Investment Related: No, Hours/Month: 160, Trading Hours/Month: 24 6) STRATEGIC FINANCIAL SERVICES, 46 Accord Park Drive, Norwell MA 02061, 03/2026, Investment Advisor Representative, DBA Name, INV REL, 40 HR/MO, 40 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-08-24 |
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