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Susan Christine Testa

Wells Fargo Clearing Services, LLC

Melville, NY

Larchmont, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-23
  • NY RA
    APPROVED
    Since 2021-10-23

Branch Locations

68 S Service Rd Ste 200 [C1-Rbo], Melville, NY 11747 • United States

2065 Boston Post Rd, Larchmont, NY 10538 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Somers NY 03/2016 08/2021
Wells Fargo Bank, Na Larchmont NY 07/2021 Present
Wells Fargo Clearing Services, Llc Larchmont NY 07/2021 Present
  • 03/2016 → 08/2021
    Citigroup Global Markets
    Somers, NY
  • 07/2021 → Present
    Wells Fargo Bank, Na
    Larchmont, NY
  • 07/2021 → Present
    Wells Fargo Clearing Services, Llc
    Larchmont, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-17
S63 Uniform Securities Agent State Law Examination 1999-11-16
  • S66 Uniform Combined State Law Examination
    2020-09-17
  • S63 Uniform Securities Agent State Law Examination
    1999-11-16
Other Names
  • Susan Christine Cossa
  • Susan Christine Testa

View on SEC IAPD

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