Bradley Alan Swisher

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → Present
  Swisher Financial
  Hazleton, PA
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Hazleton, PA
• 11/2018 → 09/2019
  Royal Alliance Associates, Inc.
  Hazleton, PA
• 09/2019 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 09/2019 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2018-11-02 → 2019-09-18
  Osaic Wealth, Inc.
  Hazleton, PA
  Nashville, TN
• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Gold River, CA
  Hazleton, PA
  Nashville, TN
• 2008-05-12 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Gold River, CA
  Nutley, NJ
  St. Petersburg, FL
  Milnesville, PA
  Harrisburg, PA
  Hazleton, PA

Other Businesses

1) SWISHER FINANCIAL, DRUMS, PA 18222 01/2006, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 20/WK-16/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 3) SWISHER FINANCIAL, DRUMS, PA 18222, 10/2019, IAR, DBA, INV REL, 80 HR/MO - 64 HR/MO TRADING SWISHER FINANCIAL POSITION: Owner NATURE: Using a Trade Name / DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/04/2024 ADDRESS: 11 Lazy Ln Apt 107, Drums PA 18222, United States DESCRIPTION: This is my DBA name

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-06-25