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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-02-24 |
Branch Locations
38 Fountain Square Plaza, Cincinnati, OH 45202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Investment Services, Inc. | Charlotte | NC | 12/2014 | 01/2018 |
| Bb&T Securities, Llc | Charlotte | NC | 01/2018 | 02/2021 |
| Truist Advisory Services, Inc. | Atlanta | GA | 02/2021 | 12/2021 |
| Truist Investment Services, Inc. | Charlotte | NC | 02/2021 | 12/2021 |
| Fifth Third Bank | Charlotte | NC | 02/2022 | Present |
| Fifth Third Securities | Charlotte | NC | 02/2022 | Present |
| Unemployed | Charlotte | NC | 01/2022 | 02/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-07 |
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