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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2017-04-07 |
Branch Locations
2101 Parks Avenue Suite 801, Virginia Beach, VA 23451 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scott & Stringfellow, Inc. | Richmond | VA | 04/1998 | 04/2017 |
| Bb&T Securities, Llc | Virginia Beach | VA | 01/2013 | 04/2017 |
| Raymond James Financial Services, Inc. | Virginia Beach | VA | 04/2017 | Present |
| Townebank | Virginia Beach | VA | 04/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Virginia Beach | VA | 04/2017 | Present |
(1)Name of Business: FINRA Address: Various Locations as requested by FINRA, Various Locations as requested by FINRA, AA, 12345, United States Activity Type: Other Position/Title: Other Investment Related: Yes Start Date: 02/01/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Arbitrator. (2)Name of Business: Legum Address: 2101 Parks Avenue Suite 801, Virginia Beach, VA, 23451, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 08/28/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee for child's Trust (3)Name of Business: Legum Address: 2101 Parks Avenue Suite 801, Virginia Beach, VA, 23451, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 08/28/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee of child's Trust (4)Name of Business: Legum Address: 2101 Parks Avenue Suite 801, Virginia Beach, VA, 23451, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 08/28/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee for child's trust (5)Name of Business: Legum Joyce Address: 2101 Parks Avenue Suite 801, Virginia Beach, VA, 23451, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 08/21/2003 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co Trustee on my moms Trust (6)Name of Business: Nesson Descendants Trust Address: 2101 Parks Avenue Suite 801, Virginia Beach, VA, 23451, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 12/11/2003 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co Trustee (with my mom) on a family trust. (7)Name of Business: Towne Wealth Management Address: 2101 Parks Avenue Suite 801, Virginia Beach, VA, 23451, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 11/26/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: no responsibilities - FID Bank's investment division - DBA / brand name
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-26 |
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