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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2017-04-07
  • VA RA
    APPROVED
    Since 2017-04-07

Branch Locations

2101 Parks Avenue Suite 801, Virginia Beach, VA 23451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scott & Stringfellow, Inc. Richmond VA 04/1998 04/2017
Bb&T Securities, Llc Virginia Beach VA 01/2013 04/2017
Raymond James Financial Services, Inc. Virginia Beach VA 04/2017 Present
Townebank Virginia Beach VA 04/2017 Present
Raymond James Financial Services Advisors Inc. Virginia Beach VA 04/2017 Present
  • 04/1998 → 04/2017
    Scott & Stringfellow, Inc.
    Richmond, VA
  • 01/2013 → 04/2017
    Bb&T Securities, Llc
    Virginia Beach, VA
  • 04/2017 → Present
    Raymond James Financial Services, Inc.
    Virginia Beach, VA
  • 04/2017 → Present
    Townebank
    Virginia Beach, VA
  • 04/2017 → Present
    Virginia Beach, VA
Previous Registrations
  • 2013-01-02 → 2017-04-10
    Bb&T Securities, Llc
    Newport News, VA
    Virginia Beach, VA
    Norfolk, VA
  • 2000-06-08 → 2013-01-02
    Scott & Stringfellow, Llc
    Norfolk, VA
    Virginia Beach, VA
    Virginia Beach, VA
    Newport News, VA
Other Businesses

(1)Name of Business: FINRA Address: Various Locations as requested by FINRA, Various Locations as requested by FINRA, AA, 12345, United States Activity Type: Other Position/Title: Other Investment Related: Yes Start Date: 02/01/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Arbitrator. (2)Name of Business: Legum Address: 2101 Parks Avenue Suite 801, Virginia Beach, VA, 23451, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 08/28/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee for child's Trust (3)Name of Business: Legum Address: 2101 Parks Avenue Suite 801, Virginia Beach, VA, 23451, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 08/28/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee of child's Trust (4)Name of Business: Legum Address: 2101 Parks Avenue Suite 801, Virginia Beach, VA, 23451, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 08/28/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee for child's trust (5)Name of Business: Legum Joyce Address: 2101 Parks Avenue Suite 801, Virginia Beach, VA, 23451, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 08/21/2003 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co Trustee on my moms Trust (6)Name of Business: Nesson Descendants Trust Address: 2101 Parks Avenue Suite 801, Virginia Beach, VA, 23451, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 12/11/2003 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co Trustee (with my mom) on a family trust. (7)Name of Business: Towne Wealth Management Address: 2101 Parks Avenue Suite 801, Virginia Beach, VA, 23451, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 11/26/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: no responsibilities - FID Bank's investment division - DBA / brand name

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-08
S63 Uniform Securities Agent State Law Examination 1999-04-26
  • S65 Uniform Investment Adviser Law Examination
    1999-11-08
  • S63 Uniform Securities Agent State Law Examination
    1999-04-26

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