Best Investors
Account
Sign in
Principal Advised Services CRD 297324
$1.42B regulatory AUM 16,537 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-04-01 |
| PA | RA | APPROVED | 2023-09-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors Corporation | Radnor | PA | 05/2008 | 03/2023 |
| Lincoln National Life | Radnor | PA | 05/2008 | 03/2023 |
| Unemployed | Yardley | PA | 04/2023 | 08/2023 |
| Principal Life Insurance Company | Des Moines | IA | 08/2023 | Present |
| Principal Securities Inc. | Des Moines | IA | 09/2023 | Present |
| Principal Advised Services | Yardley | PA | 09/2023 | Present |
BEACON NETWORKING FOR LIFE ASSOCIATION - NEW MEMBER COMMITTEE POSITION: Beacon Networking for Life Association - New Member Committee NATURE: Beacon Networking for Life Association - New Member Committee INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2023 ADDRESS: 811 Hudson Dr, Yardley PA 19067, United States DESCRIPTION: Beacon Networking for Life Association - New Member Committee...I will look to work with the committee to help organize activities for members to network and introduce Beacon to possible new members. The focus of this activity is to drive new members to join. SESSION MEMBER PRESBYTERIAN CHURCH OF NEWTOWN PA POSITION: Session Member Presbyterian Church of Newtown PA NATURE: Session Member Presbyterian Church of Newtown PA INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2023 ADDRESS: 25 N Chancellor Street, Newtown PA 18940, United States DESCRIPTION: I am a church elder or session member. I along with other session members look to make governing decisions in regards to the activities of the church. I do not have access to any financial accounts, investment accounts, nor do I make any investment recomendations, etc. STEWARDSHIP CHAIRPERSON NEWTOWN PRESBYTERIAN CHURCH POSITION: Stewardship Chairperson Newtown Presbyterian Church NATURE: Stewardship Chairperson Newtown Presbyterian Church INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2023 ADDRESS: 25 N Chancellor Street, Newtown PA 18940, United States DESCRIPTION: Chairperson of the Newtown Presbyterian Church Stewardship committee. Involves organizing annual pledging campaigns for the church. It does not involve access to any bank accounts, investment accounts or investment decisions.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-27 |
Reach out to this advisor