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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-10-08
FL RA APPROVED 2025-10-07
  • NH RA
    APPROVED
    Since 2025-10-08
  • FL RA
    APPROVED
    Since 2025-10-07

Branch Locations

8209 Natures Way, Ste. 207, Lakewood Ranch, FL 34202 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Bradenton FL 12/2008 10/2025
Raymond James Financial Services Advisors, Inc Bradenton FL 05/2009 10/2025
Cornerstone Capital Wealth Lakewood Ranch FL 03/2014 10/2025
Newedge Securities, Llc Pittsburgh PA 10/2025 Present
Newedge Advisors New Orleans LA 10/2025 Present
  • 12/2008 → 10/2025
    Raymond James Financial Services, Inc
    Bradenton, FL
  • 05/2009 → 10/2025
    Bradenton, FL
  • 03/2014 → 10/2025
    Cornerstone Capital Wealth
    Lakewood Ranch, FL
  • 10/2025 → Present
    Newedge Securities, Llc
    Pittsburgh, PA
  • 10/2025 → Present
    New Orleans, LA
Previous Registrations
  • 2009-05-04 → 2025-10-02
    Lakewood Ranch, FL
    Saasota, FL
    Sarasota, FL
    Lakewood Ranch, FL
  • 2008-12-23 → 2009-10-10
    Raymond James Financial Services, Inc.
    Bradenton, FL
    Bradenton, FL
    Bradenton, FL
  • 2006-10-09 → 2008-10-20
    Banc Of America Investment Services, Inc.
    Sarasota, FL
    Bradenton, FL
  • 2001-08-31 → 2006-10-12
    Lakewood Ranch, FL
    Bradenton, FL
    Bradenton, FL
    Sarasota, FL
    Bradenton, FL
Other Businesses

(1)Name of Business: Cornerstone Capital Wealth Address: 8209 Natures Way Ste 207, Lakewood Ranch, FL, 34202, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO, Officer - President Investment Related: No Start Date: 03/06/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: President/CEO, corporation for tax purposes 2. Fixed Insurance Sales* Yes Invest*Lakewood Ranch FL*fixed insurance sales*sole proprietorship*8/11/1998*Wealth Advisor*financial planning with fixed and indexed annuities*5 Hrs Trade/20 Non trade 3.JL Strategic Wealth* Yes Invest*Lakewood Ranch FL*financial planning*10/2/25*Wealth Advisor*financial planning*40 Hr trade/160 Non trade 4.New Edge Advisors*Yes Invest*Lakewood Ranch FL*RIA*10/2/25*Wealth Advisor*financial planning*40 Hrs Trdae/160 Non trade

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-03
S63 Uniform Securities Agent State Law Examination 1998-10-15
  • S65 Uniform Investment Adviser Law Examination
    2000-08-03
  • S63 Uniform Securities Agent State Law Examination
    1998-10-15

View on SEC IAPD

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