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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-09-14 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
1512 Eureka Rd Ste 300 [Kc-Rbo], Roseville, CA 95661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Roseville | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Roseville | CA | 11/2016 | Present |
EL DORADO HILL SOCCER CLUB; NOT INV RELATED; EL DORAO HILLS, CA; TREASURER; START 06/24/2024; 4 HOURS PER MONTH; 0 HOURS DURING TRADING; TO COLLECT FUNDS FROM TEAM PARENTS, DEPOSIT FUNDS AND USE MONEY TO MAY FOR ORGANIZATIONAL EVENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-25 |
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