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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2013-01-28
  • FL RA
    APPROVED
    Since 2013-01-28

Branch Locations

3030 Hartley Road Suite 190, Jacksonville, FL 32257 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Jacksonville FL 10/2010 Present
Raymond James Financial Services Advisors Inc. Jacksonville FL 01/2013 Present
Previous Registrations
  • 2005-06-25 → 2007-06-06
    Pittsburgh, PA
    Pittsburgh, PA
  • 2005-04-27 → 2005-06-25
    Parker/Hunter Incorporated
    Pittsburg, PA
Other Businesses

(1)Name of Business: Benoit, Chepenik & Benoit, P.A. Address: 3121 Venture Place Ste 4, Jacksonville, FL, 32257, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/01/2010 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: answer phones, process forms, disperse funds, rebalance accounts as instructed, prepare review materials, reconcile AXYS download, review AMS billing, deposit checks, schedule reviews

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-20
  • S66 Uniform Combined State Law Examination
    2012-09-20
Other Names
  • Lea Ann Zwarich
  • Lea Ann Moeller
  • Lea Ann Bonner

View on SEC IAPD

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