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Stephanie Barousse Kelly

Adg Wealth Management Group, LLC

Metairie, LA

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Current Employers
Adg Wealth Management Group, Llc

433 Metairie Road, Suite 500, Metairie, LA 70005 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2019-03-23
  • LA RA
    APPROVED
    Since 2019-03-23

Branch Locations

433 Metairie Road, Suite 500, Metairie, LA 70005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc New Orleans LA 04/2016 11/2018
Gwm Advisors, Llc New Orleans LA 04/2016 11/2018
Adg Wealth Management Group, Llc Metairie LA 01/2019 Present
Triad Advisors Norcross GA 01/2019 08/2024
Osaic Wealth, Inc. Metairie LA 08/2024 Present
  • 04/2016 → 11/2018
    Lpl Financial, Llc
    New Orleans, LA
  • 04/2016 → 11/2018
    Gwm Advisors, Llc
    New Orleans, LA
  • 01/2019 → Present
    Adg Wealth Management Group, Llc
    Metairie, LA
  • 01/2019 → 08/2024
    Triad Advisors
    Norcross, GA
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Metairie, LA
Previous Registrations
Other Businesses

1)ADG Wealth Management Group,LLC;investment related;433 Metairie Road,Suite 500,Metairie,LA 70005;registered investment advisor;Chief Compliance Officer;1/2019;160 hrs/month;6.5 hrs during trading;review and implement the firm's compliance program,complete regulatory filings on behalf of ADG,maintain policies and procedures

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-11
  • S66 Uniform Combined State Law Examination
    2008-12-11
Other Names
  • Stephanie Barousse Kelly
  • Stephanie B Kelly
  • Stephanie Lynne Barousse

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
MERCER GLOBAL ADVISORS INC.
LPL ENTERPRISE, LLC
GUILBAULT CAPITAL
SISUNG INVESTMENT MANAGEMENT SERVICES LLC
INDEPENDENT ADVISOR ALLIANCE, LLC

Other Investors

RUFUS PRADOS CRESSEND
Ellen Alisse Geissal Morvant
James Anthony Ray
Jarod Hopper
Shelby Renee Cressend
ANDRE PIERCE LEBLANC
NEAL KENNETH ADLER
LOUIS WILLIAM BUNDY

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Metairie, LA
AMERITAS ADVISORY SERVICES, LLC · Metairie, LA
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · Metairie, LA
MERCER GLOBAL ADVISORS INC. · Metairie, LA
LPL ENTERPRISE, LLC · METAIRIE, LA
GUILBAULT CAPITAL · METAIRIE, LA
SISUNG INVESTMENT MANAGEMENT SERVICES LLC · METAIRIE, LA
INDEPENDENT ADVISOR ALLIANCE, LLC · Metarie, LA

More in Metairie, LA

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