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400 West Metro Park, Rochester, NY 14623 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-20 |
Branch Locations
2108 Genesee Street, Utica, NY 13502 • United States
2018 Genesee Street, Utica, NY 13502 • United States
400 West Metro Park, Rochester, NY 14623 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| David K Griffith, Inc. Aka Dk Griffith & Company | Utica | NY | 02/2007 | Present |
| Lifemark Securities Corp. | Rochester | NY | 05/2015 | Present |
1. D. K. Griffith and Company/Investment related/2108 Genesee Street, Utica NY 13502/Simple tax prep and small business consulting/self employed/tax preparer and consultant, insurance sales & service/1/2007/20 hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-27 |
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