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Michael Lee Tanner

LPl Financial LLC

Winter Haven, FL

CRD 3072628

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-07-09
  • FL RA
    APPROVED
    Since 2009-07-09

Branch Locations

141 E Central Ave Ste 450, Winter Haven, FL 33880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Winter Haven FL 07/2009 Present
Previous Registrations
Other Businesses

1. 05/25/2011 - TAX PREP / ACCOUNTING / BOOKKEEPING - PREPARE TAX RETURNS - 5% - $1000

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-08-21
  • S66 Uniform Combined State Law Examination
    1998-08-21
Other Names
  • Michael L Tanner

View on SEC IAPD

Nearby Firms

UBS FINANCIAL SERVICES INC.
TUCKER ASSET MANAGEMENT LLC
WELLS FARGO CLEARING SERVICES, LLC

Nearby Investors

RACHEL PINNER LOBDELL
AMY B. GARBRECHT
DEBORAH MILLER SWENSON

Nearby Offices

UBS FINANCIAL SERVICES INC. · WINTER HAVEN, FL
TUCKER ASSET MANAGEMENT LLC · Winter Haven, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER HAVEN, FL

More in Winter Haven, FL

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