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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-03
  • TX RA
    APPROVED
    Since 2025-02-03

Branch Locations

1331 W Davis St, Conroe, TX 77304 • United States

516 W Davis St, Conroe, TX 77301 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities Inc. Montgomery TX 05/2013 08/2021
Pnc Investments Conroe TX 08/2021 05/2022
Regions Bank Conroe TX 06/2022 02/2025
Cetera Investment Advisers Llc Conroe TX 06/2022 02/2025
Cetera Investment Services Llc Saint Cloud MN 06/2022 02/2025
Wells Fargo Clearing Services, Llc Houston TX 02/2025 Present
  • 05/2013 → 08/2021
    Bbva Securities Inc.
    Montgomery, TX
  • 08/2021 → 05/2022
    Pnc Investments
    Conroe, TX
  • 06/2022 → 02/2025
    Regions Bank
    Conroe, TX
  • 06/2022 → 02/2025
    Conroe, TX
  • 06/2022 → 02/2025
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 02/2025 → Present
    Houston, TX
Previous Registrations
  • 2022-06-06 → 2025-02-03
    Conroe, TX
  • 2021-08-18 → 2022-05-24
    Conroe, TX
    Conroe, TX
    Montgomery, TX
  • 2010-10-15 → 2021-08-17
    Pnc Managed Account Solutions, Inc.
    Houston, TX
    Houston, TX
    Montgomery, TX
  • 2010-04-01 → 2010-10-15
    St Johns Wealth Management
    Houston, TX
    Tomball, TX
  • 2009-09-30 → 2010-03-10
    Bbva Compass Investment Solutions, Inc
    Conroe, TX
    Huntsville, TX
    Conroe, TX
    Houston, TX
    Tomball, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Cypress, TX
    Montgomery, TX
  • 2000-10-12 → 2004-01-07
    Td Ameritrade, Inc.
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-29
S63 Uniform Securities Agent State Law Examination 1998-08-21
  • S65 Uniform Investment Adviser Law Examination
    2009-09-29
  • S63 Uniform Securities Agent State Law Examination
    1998-08-21
Other Names
  • Todd Michael Driscoll

View on SEC IAPD

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